宁波市证券投资基金业协会


						<p></p><p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">为推动基金行业始终秉持“受人之托、代人理财”的初心，规范公开募集证券投资基金（以下简称“基金”）宣传推介行为，统一标准、形成共识，营造“合规、诚信、专业、稳健”的行业文化，中国证券投资基金业协会（以下简称“协会”）成立了基金宣传推介行为评估专家组（以下简称“专家组”），并于近日召开了专家组成立会议。会上，专家组成员就近期基金宣传推介相关重点问题进行了讨论，并就相关问题达成共识。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">专家组就基金管理人、基金销售机构登载基金业绩及引用业绩排名问题进行了讨论，认为应遵守以下要求：</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">一是登载基金业绩应遵循合规、全面、客观的原则，按照法规要求全面展示基金的客观业绩，任意展示期间均应大于6个月，不得对一年期以下的业绩进行年化展示(货币市场基金除外)；</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">二是在宣传推介指数基金时，应当注重指数基金的工具性属性以及资产配置功能，理性引导投资者，</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">以宣传推介指数基金为目的登载其跟踪指数业绩的，应遵守法规关于基金业绩登载期间等宣传推介行为要求；</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">三是基金宣传推介材料中涉及业绩排名等基金评价结果的，应当符合中国证监会关于基金评价结果引用的相关规范，应当遵循《坚持长期评价 发挥专业价值》（2019年12月发布）倡议书的导向要求；</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">涉及基金业绩排名的，应引用基金评价机构的公开数据，应引用一年期以上（含一年）的基金业绩排名，应列明基金评价机构的名称及评价日期、同类基金的类型及只数等。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">对于通过新媒介开展基金宣传推介行为，专家组认为，基金管理人、基金销售机构及其从业人员，通过各类媒介宣传推介基金，都应当遵守基金宣传推介相关法律法规、自律规则要求；对于不符合法律法规、自律规则要求的宣传推介材料，基金管理人、基金销售机构及其从业人员不得在任何场合转发或引用。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">专家组对疫情以来兴起的线上直播行为进行了重点讨论，认为基金管理人、基金销售机构通过线上直播等新媒体形式进行基金宣传推介的，至少应遵守以下要求：一是机构应切实承担管理责任，强化对员工相关行为的集中统一管理；二是以促成交易为目的，向投资人介绍基金产品的直播人员，应是符合法规要求的基金从业人员；三是全面遵守基金宣传推介相关法律法规、自律规则要求，对基金业绩的展示应当合规，重点做好投资者权益保护，在醒目位置或以醒目方式做好风险提示；四是结合实际，明确各类主体在宣传推介中的合规责任，建立线上直播宣传推介的合规内控机制，如事前对直播脚本进行审核、事中同步收看、事后回溯抽查等。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">对于登载基金经理过往业绩的，专家组认为应遵循客观、完整、规范原则，注重基金经理的长期业绩表现；在登载基金经理旗下产品业绩时，要明确标注基金经理的管理期间；倡导在宣传基金经理业绩的同时，突出整体投研团队、平台机制的作用。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">此外，专家组还就其他相关问题进行了讨论：一是认为基金宣传推介材料的标题应当遵守宣传推介相关法律法规、自律规则要求，不得以“搏眼球”、“标题党”等表述方式对投资者产生混淆、误导，标题中提及基金业绩或评价结果的，应当重点关注相关合规问题；二是在销售基金产品过程中应做好投资者适当性管理，建议基金销售机构对基金产品的风险等级划分不得低于基金管理人对该基金产品的风险等级划分。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: justify; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-indent: 2em; line-height: 1.75em;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">会议最后，专家组提出，为更好地保护投资者利益，统一基金宣传推介行为标准，倡导基金行业共同遵守以上共识。</span></p>
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【协会动态】中国证券投资基金业协会召开基金宣传推介行为评估专家组会议


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	<span style="color: rgb(23, 54, 93); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: 0.544px; orphans: 2; text-align: center; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255); text-decoration-style: initial; text-decoration-color: initial; display: inline !important; float: none;">新证券法主要内容解读</span><br>
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【5.15宁波辖区投资者教育宣传专栏】第六期


						<p></p><div style="text-align: justify;">
	<span style="color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-align: justify; text-indent: 28px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; display: inline !important; float: none;">&nbsp; &nbsp; &nbsp; &nbsp; 本期为广大投资者分享“你财知道”投教动漫剧前三集。</span><span style="color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-align: justify; text-indent: 28px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; display: inline !important; float: none;">剧中以唐僧师徒四人的视角为投资者介绍了私募基金产品投资中的各种违法违规操作，帮助投资者提高风险警惕意识，切莫轻易中“套路”。</span></div>
<div style="text-align: center;">
	<iframe allowfullscreen="true" frameborder="0" height="400" scrolling="no" src="https://v.qq.com/txp/iframe/player.html?vid=v0384yt8zdy" width="500"></iframe><br>
	<span style="color: rgb(51, 51, 51); font-family: &quot;Helvetica Neue&quot;, Helvetica, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-align: center; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; display: inline !important; float: none;">悟空私募基金捉妖记</span><br>
	<br>
	<iframe allowfullscreen="true" frameborder="0" height="400" scrolling="no" src="https://v.qq.com/txp/iframe/player.html?vid=b0384rv58aq" width="500"></iframe><br>
	<span style="color: rgb(51, 51, 51); font-family: &quot;Helvetica Neue&quot;, Helvetica, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-align: left; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; display: inline !important; float: none;">无底套路迷人心 终有火眼识妖精</span><br>
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	<iframe allowfullscreen="true" frameborder="0" height="400" scrolling="no" src="https://v.qq.com/txp/iframe/player.html?vid=t0384dmuscn" width="500"></iframe><br>
	<span style="margin: 0px; padding: 0px; max-width: 100%; overflow-wrap: break-word !important; box-sizing: border-box !important; color: rgb(51, 51, 51); font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; font-family: &quot;Helvetica Neue&quot;, Helvetica, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; text-align: left;">这</span><span style="margin: 0px; padding: 0px; max-width: 100%; overflow-wrap: break-word !important; box-sizing: border-box !important; color: rgb(51, 51, 51); font-size: 17px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: 400; letter-spacing: normal; orphans: 2; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; font-family: &quot;Helvetica Neue&quot;, Helvetica, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; text-align: left;">个阴招太狠，连强势的银行都躺枪了</span></div>
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【5.15宁波辖区投资者教育宣传专栏】第四期


						<p><span style="color: rgb(51, 51, 51); display: inline; float: none; font-family: mp-quote,-apple-system-font,BlinkMacSystemFont,&amp;quot;Helvetica Neue&amp;quot;,&amp;quot;PingFang SC&amp;quot;,&amp;quot;Hiragino Sans GB&amp;quot;,&amp;quot;Microsoft YaHei UI&amp;quot;,&amp;quot;Microsoft YaHei&amp;quot;,Arial,sans-serif; font-size: 17px; font-style: normal; font-variant: normal; font-weight: 400; letter-spacing: normal; list-style-image: none; list-style-position: outside; list-style-type: none; margin-bottom: 0px; margin-left: 0px; margin-right: 0px; margin-top: 0px; orphans: 2; padding-bottom: 0px; padding-left: 0px; padding-right: 0px; padding-top: 0px; text-align: justify; text-decoration: none; text-indent: 28px; text-transform: none; -webkit-text-stroke-width: 0px; white-space: normal; widows: 2; word-spacing: 0px;">&nbsp; &nbsp; &nbsp; &nbsp; 本期为广大投资者分享“你财知道”投教动漫剧后三集。</span><span style="color: rgb(51, 51, 51); display: inline; float: none; font-family: mp-quote,-apple-system-font,BlinkMacSystemFont,&amp;quot;Helvetica Neue&amp;quot;,&amp;quot;PingFang SC&amp;quot;,&amp;quot;Hiragino Sans GB&amp;quot;,&amp;quot;Microsoft YaHei UI&amp;quot;,&amp;quot;Microsoft YaHei&amp;quot;,Arial,sans-serif; font-size: 17px; font-style: normal; font-variant: normal; font-weight: 400; letter-spacing: normal; list-style-image: none; list-style-position: outside; list-style-type: none; margin-bottom: 0px; margin-left: 0px; margin-right: 0px; margin-top: 0px; orphans: 2; padding-bottom: 0px; padding-left: 0px; padding-right: 0px; padding-top: 0px; text-align: justify; text-decoration: none; text-indent: 28px; text-transform: none; -webkit-text-stroke-width: 0px; white-space: normal; widows: 2; word-spacing: 0px;">剧中以唐僧师徒四人的视角为投资者介绍了私募基金产品投资中的各种违法违规操作，帮助投资者提高风险警惕意识，切莫轻易中“套路”。</span><br>
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	<strong><span style="font-size:
15.0pt;font-family:仿宋">你以为稳赚不赔，却不知正在掉进陷阱</span></strong></p>
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	<br>
	<iframe allowfullscreen="true" frameborder="0" height="400" scrolling="no" src="https://v.qq.com/txp/iframe/player.html?vid=a03858fg6wx" width="500"></iframe></div>
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	<strong><span style="font-size:
15.0pt;font-family:仿宋">假冒巴菲特，坑人的骗子要遭清算了</span></strong></p>
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	<strong><span style="font-size:
15.0pt;font-family:仿宋">四大陷阱被揭穿，私募防骗终极指南出炉</span></strong></p>
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【5.15宁波辖区投资者教育宣传专栏】第五期

宁波市证券期货业协会


                             <div ><table  border="0" cellpadding="0" cellspacing="0"><tbody><tr><td  align="center"><b>心系投资者 携手共行动——宁波辖区证券期货业多形式开展“5.15全国投资者保护宣传日”活动</b></td></tr><tr><td  align="center">新闻来源：&nbsp;&nbsp;  发布人：宁波证券期货业协会&nbsp;&nbsp;  点击率：3710&nbsp;&nbsp;  发布日期：2020.05.18</td></tr><tr><td  align="left" valign="top"><div ><img alt="" src="/ckfile/images/1.jpg" ><br>
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<font face="-apple-system-font,BlinkMacSystemFont,&quot;Helvetica Neue&quot;,&quot;PingFang SC&quot;,&quot;Hiragino Sans GB&quot;,&quot;Microsoft YaHei UI&quot;,&quot;Microsoft YaHei&quot;,Arial,sans-serif"><font size="3"><font color="#001000">值此<span >“</span><span >5•15全国投资者保护宣传日”来临之际，宁波证监局联合宁波市证券期货业协会开展投资者教育与保护系列活动，引导辖区证券期货经营机构向广大投资者普及新《证券法》、新三板和创业板制度改革、防范非法证券期货等内容，进一步倡导理性投资文化，凝聚市场各方共识，形成关心、关爱、关注投资者合法权益的良好氛围，让投资者保护的理念深入人心。</span></font></font></font><br>
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<section >
	<p ><span ><strong >一</strong></span></p>
</section>
<section >
	&nbsp;</section>
<section >
	<p ><span >在宁波地标建筑——<span >“玉米楼”进行宣传</span></span></p>
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		<p ><span ><strong >二</strong></span></p>
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		<p ><span ><strong ><span >走进广场进行宣传</span></strong></span></p>
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	<p ><span ><strong >三</strong></span></p>
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<section >
	<p ><span >辖区证券期货经营机构多形式进行宣传</span></p>
</section>
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<img alt="" src="/ckfile/images/9827cc00a4c90bf69291ff70f634dfd.jpg" ><br>
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心系投资者 携手共行动——宁波辖区证券期货业多形式开展“5.15全国投资者保护宣传日..


						<p></p><p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; text-align: justify;">
	<span style="margin: 0px; padding: 0px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-align: left; font-size: 15px;">&nbsp; &nbsp; &nbsp; &nbsp; 2019年，中国证监会正式宣布，将5月15日定为“全国投资者保护宣传日”，呼吁各地证券经营机构关注投资者的合法权益，通过各种形式，做好投资者保护宣传。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; text-align: justify;">
	<span style="margin: 0px; padding: 0px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-align: left; font-size: 15px;">&nbsp; &nbsp; &nbsp; &nbsp; 2020年，在全球经济受新冠肺炎疫情冲击的环境中，“5.15全国投资者保护宣传日”迎来了它的一周岁生日。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; text-align: justify;">
	<span style="margin: 0px; padding: 0px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-align: left; font-size: 15px;">&nbsp; &nbsp; &nbsp; &nbsp; 在今年的经济环境下，投资者合法权益的保护更是重中之重。宁波市证券投资基金业协会秉着“服务辖区私募机构，维护辖区投资者权益”的宗旨，将积极响应中国证券监督管理委员会宁波监管局及中国证券投资基金业协会的号召，不遗余力的做好宁波辖区内的投资者教育宣传工作。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; text-align: center;">
	<img alt="" src="/uploads/200515/1-2005151KZA92.jpg" style="width: 600px; height: 338px;"></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; text-align: justify;">
	<span style="margin: 0px; padding: 0px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-align: left; font-size: 15px;"><span style="letter-spacing: 0.544px;">&nbsp; &nbsp; &nbsp; &nbsp; 下面，为广大投资者分析一个违法违规案例：</span></span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">按照规定，私募机构不得向投资者承诺投资本金不受损失或者承诺最低收益。但仍有私募机构通过关联方担保、关联方承诺回购等方式，变相承诺保本保收益，欺骗投资者。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">A集团是J基金管理有限公司（以下简称J公司）的实际控制人。2017年，在J公司j私募基金产品资金募集过程中，A集团公司为推动产品尽快募集资金，与投资者一对一签署了基金份额回购协议，承诺将在1年后，以本金112%的价格购买投资者所持有的全部基金份额。1年后，A集团并未如约回购基金份额。经监管核查，j私募基金产品的资金并未投到合同约定的项目，而是被A集团挪作他用，涉嫌集资诈骗。目前，公安机关已对A集团以及J公司展开刑事调查。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">K基金公司设立了10余家分公司，以销售私募基金产品为名，在省内通过口口相传的方式广泛开展资金募集活动。投资者5万元起投，上不封顶。K基金公司除与投资者签署基金合同外，还签署《基金认购书》，明确投资本金、期限、年化收益率，由没有担保能力或未实际运营担保公司向投资者提供《担保函》，对本息进行担保。K基金公司按月、季或年度向投资者支付8%~18%不等的约定收益。大部分投资者尝到返息的甜头后，进行了滚动投资以期获取更高的收益。K基金公司也通过“借新还旧”滚动操作的方式维持经营，直至2018年资金链断裂，实际控制人跑路，才停止募集，露出了非法集资的面目。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: center;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;"><img alt="" src="/uploads/200515/1-2005151K9591C.png" style="width: 600px; height: 212px;"></span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">通过上述案例，提醒投资者：</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">一是投资有风险，千万不要相信“保本”的宣传。天下没有“包赚不赔”的生意，私募基金也不例外，私募机构虽然是专业投资机构，但即使是知名的私募机构也存在投资失败的案例。因此，投资者要牢记，投资有风险，投资私募基金不是放贷，任何保本或收益承诺都是投资陷阱，都是“不靠谱”的。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">二是不要贪图短期回报、高息回报。股权类私募基金主要投资于非上市公司股权，具有投资周期长、退出难度大的特点，一般很难在短期内收回投资，也难以在短期内锁定投资回报。投资者要牢记，所谓的短期收回投资、高息回报不过是违法违规者抛出的诱饵。</span></p>
<p style="margin: 0px; padding: 0px; clear: both; color: rgb(51, 51, 51); font-size: 17px; max-width: 100%; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; text-indent: 40px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋_GB2312; font-size: 15px; box-sizing: border-box !important; overflow-wrap: break-word !important;">三是认真比对私募机构公示信息，审慎作出投资决策。投资者投资前，要通过基金业协会查询比对私募基金管理人的信息，发现异常的，应及时向监管部门反映。上述案例中，A集团是通过“买壳”成为J公司的大股东，但基金业协会公示的J基金管理有限公司股东信息，并未显示A集团是其大股东。如果投资者在购买产品前，对J公司的上述异常情况予以充分关注，在很大程度上就可避免上当受骗。</span></p>
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【5.15宁波辖区投资者教育宣传专栏】第三期


						<p></p><div style="text-align: center;">
	<span style="font-size:20px;">“守护财富行动，远离投资陷阱”专题片</span><br>
	<br>
	<iframe align="middle" allowfullscreen="true" frameborder="0" height="600" scrolling="no" src="https://v.qq.com/txp/iframe/player.html?vid=r06065l5nf1" width="600"></iframe></div>
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【5.15宁波辖区投资者教育宣传专栏】第二期


						<p></p><div style="text-align: center;">
	<img alt="" src="/uploads/200514/1-200514132035Q5.png" style="width: 600px; height: 212px;"></div>
<div style="text-align: center;">
	&nbsp;</div>
<div>
	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 协会郑重提示，广大投资者要加强防范、注意辨别不法分子冒用协会会员机构或在协会登记的私募基金管理人的名义进行违法活动，包括并不限于冒用公司名称、注册商标，盗用从业人员肖像伪造非法APP、非法网站并实施违法宣传和违法募集资金等活动。建议通过登陆中国证券投资基金业协会官方网站（www.amac.org.cn)，查询私募基金管理人公示信息，保护自身合法权益不受侵害。<br>
	&nbsp;<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 协会郑重声明，坚决反对任何冒用协会会员机构和在协会登记的私募基金管理人的名义开展违法活动。投资者如发现上述不法行为，请及时收集保存证据，并立即向公安机关、监管部门举报。<br>
	&nbsp;<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 协会郑重要求，各会员机构、私募基金管理人也应密切注意以上侵权行为，一经发现，及时收集保存证据，立即向公安机关、监管部门举报，向协会报告。协会将和会员机构、以及在协会登记的私募基金管理人一道，依法维护行业的合法权益。<br>
	&nbsp;<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 协会将一如既往地以维护投资者合法权益为首要职责，坚持以法治引领行业自律管理，营造健康有序的行业发展环境，为广大投资者提供安全有效的财富管理服务。<br>
	&nbsp;<br>
	　　&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;中国证券投资基金业协会<br>
	&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; 二〇二〇年五月七日</span></div>
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关于警惕冒用协会会员机构和私募基金 管理人名义进行非法活动的提示

【5.15宁波辖区投资者教育宣传专栏】第一期

宁波辖区证券行业文化建设倡议书


						<p></p><div class="rich_media_wrp" id="img-content" style="margin: 0px; padding: 0px; position: relative; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 16px; font-style: normal; font-variant-ligatures: normal; font-variant-caps: normal; font-weight: normal; letter-spacing: 0.544px; orphans: 2; text-align: start; text-indent: 0px; text-transform: none; white-space: normal; widows: 2; word-spacing: 0px; -webkit-text-stroke-width: 0px; background-color: rgb(255, 255, 255);">
	<div class="rich_media_content " id="js_content" style="margin: 0px; padding: 0px; overflow: hidden; color: rgb(51, 51, 51); font-size: 17px; word-wrap: break-word; text-align: justify; position: relative; z-index: 0; visibility: visible;">
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">2017年1月12日，中国证券投资基金业协会（以下简称“协会”）发布《关于优化失联机构自律机制及公示第十一批失联私募机构的公告》（中基协字〔2017〕8号）。</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">公告规定，“自失联机构公告发布之日起，列入失联机构的私募基金管理人，满三个月且未主动联系协会并提供有效证明材料的，协会将注销其私募基金管理人登记。</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px; text-indent: 2em; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">”</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">现有北京大千永泰资产管理有限公司等49家机构达到公示期满三个月且未主动联系协会并提供有效证明材料的注销条件。协会将注销该49家机构私募基金管理人登记，并将上述情形录入资本市场诚信档案数据库。社会公众可通过证券期货市场失信记录查询平台（http://neris.csrc.gov.cn/shixinchaxun/）进行查询。已注销机构不再具有私募基金管理人资格，不得再以私募基金名义展业。</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">已注销的私募基金管理人和相关当事人，应当根据《证券投资基金法》、协会相关自律规则和基金合同的约定，妥善处置在管基金财产，依法保障投资者的合法利益。协会提醒投资者持续关注私募基金管理人的诚信合规情况，谨慎做出基金投资决策，通过基金合同约定的纠纷解决机制和相关法律渠道维护自身合法权益。协会将继续秉持“扶优限劣”基本方针，不断完善私募行业诚信信息记录积累机制，促进行业合规健康发展。</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">特此公告。</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			&nbsp;</p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">附件：因失联被注销的私募基金管理人名单</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 16px; text-indent: 2em;">&nbsp;</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em; text-align: right;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">中国证券投资基金业协会</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em; text-align: right;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">二○二○年四月三十日</span></p>
		<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-indent: 2em; line-height: 1.75em; text-align: left;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">附件：</span></p>
		<section style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; line-height: 1.75em; text-align: center; text-indent: 0em;">
			<strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; color: rgb(171, 25, 66); font-size: 16px; text-indent: 34px;">因失联被注销的私募基金管理人名单</span></strong></section>
		<p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; clear: both; min-height: 1em; text-align: center;">
			<img alt="" src="/uploads/200430/1-200430195635S4.jpg" style="width: 459px; height: 1131px;"></p>
		<section style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; text-align: justify; font-size: 14px; color: rgb(0, 0, 0); white-space: normal; text-indent: 2em; line-height: 1.75em;">
			<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px; font-family: 宋体;">注：以上机构的“组织机构代码</span>/<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px; font-family: 宋体;">统一社会信用代码”经国家企业信息公示系统（</span>http://www.gsxt.gov.cn/<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px; font-family: 宋体;">）、企查查（</span>http://www.qichacha.com/<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px; font-family: 宋体;">）和全国组织机构代码管理中心（</span>http://www.nacao.org.cn/<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 14px; font-family: 宋体;">）验证无误。</span></span></section>
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【协会公告】 关于注销第十四批公示期满三个月且未主动联系协会的失联私募

中国证监会就创业板改革并试点注册制主要制度规则向社会公开征求意见

证监会有关部门负责人就创业板改革并试点注册制有关问题答记者问

关于创业板改革并试点注册制实施前后相关行政许可事项过渡期安排的通知


						<p></p><div style="text-align: justify;">
	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 全面深化新三板改革作为国家资本市场改革的重点，为证券市场投资者投资带来了新的机遇和挑战。自2019年四季度以来，各项细分政策加速落地实施。近期，为进一步做好新三板投资者教育保护工作，引导投资者正确认识新三板改革，全国中小企业股份转让系统开展了“三板新风 携手向前”新三板改革系列网络培训，经我会号召，协会会员单位积极参与了此次活动。<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 此次培训由全国中小股份转让系统专业老师担任讲师，共举办六期，从3月下旬开始每周直播1次，贯穿整个4月。六期培训涉及新三板分层改革、新版《证券法》解读、挂牌公司内部治理以及信息披露、新三板定向发行制度等多个方面，内容丰富详实，直播反映良好（可扫描下方海报二维码观看回放）。<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 新三板改革增强了股权投资机构在基金“募投管退”各环节的能力，是股权投资的黄金机会。此次网络培训加深了私募基金对新三板深化改革的认识与理解，引导私募基金作为投资者正确认识和理性参与新三板投资，有利于激发新三板市场活力，补齐服务中小企业市场短板。</span><br>
	&nbsp;</div>
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	<br>
	<img alt="" src="/uploads/200429/1-2004291504493L.jpg" style="width: 400px; height: 711px;"><br>
	<br>
	<img alt="" src="/uploads/200429/1-2004291505113a.jpg" style="width: 400px; height: 1067px;"><br>
	<br>
	<span style="font-size:18px;">（未参与直播可扫码观看回放）</span></div>
<br>
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协会动态

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【协会动态】中国证券投资基金业协会召开基金宣传推介行为评估专家组会议

【5.15宁波辖区投资者教育宣传专栏】第六期

【5.15宁波辖区投资者教育宣传专栏】第四期

【5.15宁波辖区投资者教育宣传专栏】第五期

心系投资者携手共行动——宁波辖区证券期货业多形式开展“5.15全国投资者保护宣传日..

【5.15宁波辖区投资者教育宣传专栏】第三期

【5.15宁波辖区投资者教育宣传专栏】第二期

关于警惕冒用协会会员机构和私募基金管理人名义进行非法活动的提示

【5.15宁波辖区投资者教育宣传专栏】第一期

宁波辖区证券行业文化建设倡议书

【协会公告】关于注销第十四批公示期满三个月且未主动联系协会的失联私募

中国证监会就创业板改革并试点注册制主要制度规则向社会公开征求意见

证监会有关部门负责人就创业板改革并试点注册制有关问题答记者问

关于创业板改革并试点注册制实施前后相关行政许可事项过渡期安排的通知

投资者教育|协会助力全国中小企业股份转让系统开展 “三板新风携手向前”新