宁波市证券投资基金业协会


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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">&nbsp; &nbsp; 2020</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">年</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">3</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">月</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">16</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">日下午，宁波市证券投资基金业协会联合中证机构间报价系统股份有限公司（以下简称</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“中证报价”）</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">、四川省投资基金业协会成功举办</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“中证易签”专题培训会</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">。会议通过网络视频会议形式，由中证报价老师担任讲师，辖区约</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">70家私募基金管理人参与了活动。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;"><img alt="" src="/uploads/200317/1-20031G24442519.png" style="width: 600px; height: 450px;"></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">&nbsp; &nbsp; 首先，中证报价交易中心总监张海平介绍了中证报价、</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“中证易签”</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">以及软件目前开发应用情况。他强调，</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“中证易签”</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">作为中证报价自主研发的私募电子签约系统，有利于降低企业运营成本，提高运营效率，防范</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“阴阳合同”、“萝卜章”等运营风险。尤其在目前“新冠肺炎”疫情期间，电子签约系统是非现场签署方式的有力抓手。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;"><img alt="" src="/uploads/200317/1-20031G2463c51.png" style="width: 600px; height: 349px;"></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">&nbsp; &nbsp; 会上，中证报价老师从功能特点、服务内容、业务场景等多方面对</span><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">“中证易签”平台进行了详细介绍。他介绍道，平台可设置准入门槛，支持多种业务场景，支持“投资者适当性管理”、“双录风险揭示”、“补充协议”等功能兼容，能实现全流程服务。随后，会议对平台进行了现场演示和讲解，展现了平台合规、高效、安全、独立的优势，与会双方进行了热烈讨论。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;"><img alt="" src="/uploads/200317/1-20031G24H5W6.png" style="width: 600px; height: 360px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 16px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px;">&nbsp; &nbsp; 电子签约是时代发展的新趋势，私募电子签约系统对场外私募业务影响大、作用关键，在疫情期间尤为适用。随着电子签约功能更加便捷完善，在不久的将来基金行业将更好接纳、应用这一创新，使电子签约成为普遍共识！</span></div>
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私募电子签约系统助力抗击疫情 ——“中证易签”专题培训会成功举办


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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;">&nbsp; &nbsp; 2019</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;">年12月18日下午，由宁波市证券投资基金业协会组织的宁波辖区“区块链基础与应用”主题沙龙在海曙月湖金汇小镇屠氏别业成功举办。沙龙邀请了宁波大学特邀人工智能和大数据培训讲师刘智、宁波市金融研究院副院长李炯授课，中车股权、象舆行、中信建投证券、浙商证券等多家私募基金管理人和券商代表参与了本次活动。</span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><img alt="" src="/uploads/191219/1-191219142S5V4.jpg" style="width: 600px; height: 450px;"></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;">&nbsp; &nbsp; 首先，刘智老师结合多年区块链项目经验，深入浅出地介绍了什么是区块链、公有链和许可链两种常见的区块链技术分类、区块链技术的密码学基础，以及运用特定的共识机制解决去中心化多方互信问题等区块链重要知识，生动地讲述了区块链技术在电子商务、数据营销、互联网等领域的具体应用场景。</span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;"><img alt="" src="/uploads/191219/1-191219142926325.jpg" style="width: 600px; height: 450px;"></span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;">&nbsp; &nbsp; 李炯老师分享了区块链技术在通证经济发展方面的具体应用。他以图文并茂的形式从概念、制度、算法演变、整体设计等方面详细介绍了通证的起源与重要性,强调区块链技术的发展为通证提供了坚实的信任基础，并介绍了未来通证经济体系的探索思路及具体设计框架。</span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;"><img alt="" src="/uploads/191219/1-191219143052110.jpg" style="width: 600px; height: 450px;"></span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;">&nbsp; &nbsp; 最后的现场交流环节中，多家私募基金管理人和券商代表对区块链技术在未来金融领域的应用和通证经济未来发展进行了沟通交流，本次沙龙在热烈讨论中圆满结束。</span></span><br>
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宁波辖区“区块链基础与应用”主题沙龙成功举办

宁波市证券期货业协会


                             <div ><table  border="0" cellpadding="0" cellspacing="0"><tbody><tr><td  align="center"><b>第107期宁波证券期货投资论坛顺利举办</b></td></tr><tr><td  align="center">新闻来源：&nbsp;&nbsp;  发布人：宁波证券期货业协会&nbsp;&nbsp;  点击率：2533&nbsp;&nbsp;  发布日期：2019.12.12</td></tr><tr><td  align="left" valign="top"><div ><p ><br>
<span ><font color="#000000"><span >201</span><span >9</span><span ><font face="宋体">年</font></span><span >12</span><span ><font face="宋体">月</font></span><span >7</span><span ><font face="宋体">日下午，由宁波证券期货业协会主办，东北证券股份有限公司宁波分公司及其所辖营业部承办的第</font>10</span><span >7</span><span ><font face="宋体">期宁波证券期货投资论坛在宁波凯洲皇冠假日酒店举行，有</font></span><span >160</span><span ><font face="宋体">余名投资者参加论坛。</font></span></font></span></p>
<p ><span ><font color="#000000"><span ><font face="宋体">论坛邀请东北证券首席投资顾问郭峰</font></span><span ><font face="宋体">、东北证券电子团队首席分析师张世杰及东北证券食品饮料行业首席分析师李强</font></span><span ><font face="宋体">作为此次活动的</font></span><span ><font face="宋体">主讲嘉宾。三位嘉宾总结了</font>2019<font face="宋体">年的行情走势，通过分析中国目前的经济数据，对</font><font face="Calibri">2020</font><font face="宋体">年的宏观经济进行了展望，对</font><font face="Calibri">2020</font><font face="宋体">年市场投资机会、行业板块配置策略等议题展开分析</font></span><span ><font face="宋体">。宁波电台</font></span><span ><font face="宋体">宁波音乐广播主播杨主持了现场活动，三位主讲嘉宾及两位特邀基金经理，就价值投资的理念，市场行情机会等问题与投资者进行了充分的座谈交流。</font></span></font></span></p>
<p ><span ><font color="#000000"><span ><font face="宋体">此外，论坛得到了宁波晚报、宁波经济广播电台、东方热线等多家媒体的支持。本次论坛目的是提高投资者的证券投资知识水平，拓宽投资者的投资视野</font></span><span ><font face="宋体">，</font></span><span ><font face="宋体">赢得了投资者的广泛认可。<br>
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第107期宁波证券期货投资论坛顺利举办


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	<span style="color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px;">&nbsp; &nbsp; &nbsp; 2019</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;">年</span><span style="color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px;">11</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;">月</span><span style="color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px;">22</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;">日下午，宁波辖区私募基金管理人高效客户拓展与产品营销培训班在宁波成功举行。此次培训由宁波市证券投资基金业协会主办，邀请了中国证券业协会讲师、国泰君安金融学院董事总经理、教学研发总监张群芳专题授课，辖区约</span><span style="color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px;">130</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;">位基金行业从业人员参加了本次培训。</span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><img alt="" src="/uploads/191125/1-191125113F0136.jpg" style="width: 600px; height: 450px;"></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;">&nbsp; 首先，宁波市证券投资基金业协会副秘书长姜璐婷为培训做开班致辞。她指出受整体经济环境及管理人自身因素影响，私募基金行业普遍存在募资难的问题，此次培训有利于加强管理人销售人员营销能力、增加产品推介促成，对提升宁波私募基金综合能力具有重大意义。</span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px;"><img alt="" src="/uploads/191125/1-191125113I4M3.jpg" style="width: 600px; height: 450px;"></span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="text-align: left; letter-spacing: 0.544px; margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">&nbsp; 接下来，张群芳老师就“高效客户拓展与金融产品销售”进行了细致详实的讲授。她通过电话邀约、了解客户、介绍产品、异议处理等四方面，结合生动幽默的实际案例重点讲述了产品营销的“三三”原则，如何运用</span><span style="text-align: left; letter-spacing: 0.544px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">KYC</span><span style="text-align: left; letter-spacing: 0.544px; margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">地图充分挖掘客户需求，如何运用</span><span style="text-align: left; letter-spacing: 0.544px; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif;">FABE</span><span style="text-align: left; letter-spacing: 0.544px; margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">提炼产品卖点打动客户，以及当客户犹豫或发生异议时，如何找到客户的痛点和痒点从而促成交易，并与学员进行了分享交流。</span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; letter-spacing: 0.544px; box-sizing: border-box !important; overflow-wrap: break-word !important;"><img alt="" src="/uploads/191125/1-191125113P3F9.jpg" style="width: 600px; height: 450px;"></span></span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 28px; font-family: 宋体; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; letter-spacing: 0.544px; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="letter-spacing: 0.544px; text-align: justify;">&nbsp; 此次培训主题明确、针对性强、内容丰富，张群芳老师生动的讲解，受到了学员的一致好评，取得了良好效果。</span></span></span></div>
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宁波辖区私募基金管理人高效客户拓展与产品营销培训班成功举办


                             <div ><table  border="0" cellpadding="0" cellspacing="0"><tbody><tr><td  align="center"><b>证券行业文化建设倡议书</b></td></tr><tr><td  align="center">新闻来源：&nbsp;&nbsp;  发布人：宁波证券期货业协会&nbsp;&nbsp;  点击率：1960&nbsp;&nbsp;  发布日期：2019.11.22</td></tr><tr><td  align="left" valign="top"><div ><p >证券行业全体经营机构和从业人员：</p>
<p >&nbsp;&nbsp;&nbsp; 良好的企业文化和职业操守是一个企业持续健康发展的根基。证券行业联通千行百业，牵系千家百户，是弘扬社会主义先进文化、践行以人民为中心发展思想的重要载体。推动行业形成“忠、专、实”的文化底蕴和合规、诚信、专业、稳健的文化理念，是打造规范、透明、开放、有活力、有韧性资本市场的重要支撑。为倡导培育健康行业文化，构建资本市场良好生态，特此倡议如下：</p>
<p >&nbsp;&nbsp;&nbsp; <strong>一、坚持依法合规，筑牢发展基础。</strong>敬畏市场，合规展业。坚守合规底线，牢树合规理念，夯实市场发展根基；坚持依法展业，做到全员合规、全线合规，自觉维护市场秩序；坚持合规创造价值，打造良好市场声誉，切实发挥资本市场<span lang="EN-US" new="">作用。自觉抵制违法违规行为，坚决不碰监管</span><span lang="EN-US" new="">，推动自身专业化发展，推动资本市场规范化建设。</span></p>
<p >&nbsp;&nbsp;&nbsp;<strong> 二、坚持诚实守信，恪守职业操守。</strong>敬畏法治，忠实履责。坚守契约精神，遵崇法律制度，公平公正对待客户、合作伙伴、竞争对手及社会公众等利益相关方；坚持诚信为本，忠于职业操守，规规矩矩做事，踏踏实实做人，真心实意为发行人服务、为投资者服务，自觉抵制欺诈、传播虚假信息、内幕交易、恶性竞争等行为，切实保护投资者合法权益。</p>
<p >&nbsp;&nbsp;&nbsp; <strong>三、坚持专业精神，提升服务能力。</strong>敬畏专业，做精主业。提倡专业主义，提升专业能力，坚持守正创新，增强专业化发展“软实力”；培育工匠精神，增强学习本领，打造专业化服务的核心竞争力；着力提升把加强党的领导和专业主义精神结合起来的能力，金融服务实体经济的能力，防范化解金融风险的能力，适应国际化发展的能力，金融机构治理能力。</p>
<p >&nbsp;&nbsp;&nbsp; <strong>四、坚持稳健经营，促进健康发展。</strong>敬畏风险，尊重规律。完备合规风控体系，强化全面风险管理，坚持底线思维，增强忧患意识，提高风险识别、应对和化解能力，做到资本充足、业务稳健、风险可控。构建完善的治理机制，健全科学的考核机制，探索形成市场化长期性激励约束机制，努力实现基业长青，打造百年老店。</p>
<p >&nbsp;&nbsp;&nbsp; <strong>五、坚持廉洁自律，弘扬清风正气。</strong>加强从业人员职业道德教育，倡导追求高尚道德情操，树立正确的世界观、人生观、价值观和利益观；着力培育行业廉洁文化，保持清清爽爽、规规矩矩的共事关系、客户关系，构建<span lang="EN-US">“亲<span lang="EN-US">”“</span>清<span lang="EN-US">”</span>新型政商关系，促进形成良好市场生态。自觉抵制行贿受贿、以权谋私、利益输送等不正当行为，心存纪律规矩，珍惜行业声誉，始终保持艰苦奋斗、勤俭节约的优良传统。</span></p>
<p >&nbsp;&nbsp;&nbsp; <strong>六、牢记社会责任，展现良好形象。</strong>坚持金融服务人民美好生活向往的初心和使命，坚持金融服务实体经济的天职和宗旨，深化金融供给侧结构性改革，自觉维护国家金融安全，主动融入国家发展战略，强化社会责任意识，提升行业社会声誉。坚持义利兼顾，正道直行，发挥专业特长，加强经济形势分析研究，合力维护市场健康舆论生态，助力国家精准扶贫和乡村振兴，积极参与社会公益事业，与经济社会共生共荣、融合发展。</p>
<p >&nbsp;&nbsp;&nbsp; 文化凝聚力量，发展成就梦想。让我们以习近平新时代中国特色社会主义思想为指引，久久为功深耕“忠、专、实”的行业文化底蕴，坚持不懈厚植<span lang="EN-US">“</span>合规、诚信、专业、稳健<span lang="EN-US">”</span>的行业文化理念，致力于加强资本市场基础制度，着力打造高质量投资银行和资产管理机构，不断提升证券经营机构的适应性、竞争力、普惠性，更好服务我国经济高质量发展，为实现中华民族伟大复兴的中国梦作出应有的贡献！</p>
<p ><span >&nbsp;</span></p>
<p ><span >&nbsp;</span></p>
<p align="right" ><span ><span>&nbsp; &nbsp; 中国证券业协会 &nbsp;</span></span></p>
<p align="right" ><span ><span lang="EN-US">2019</span><span>年</span><span lang="EN-US">11</span><span>月</span><span lang="EN-US">21</span><span>日&nbsp;</span></span></p>
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证券行业文化建设倡议书


						<p></p><div style="text-align: center;">
	<img alt="" src="/uploads/191101/1-19110113495CJ.jpg" style="width: 800px; height: 601px;"></div>
<div style="text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;">&nbsp; &nbsp; 2019</span><span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;">年10月30日下午，由宁波市证券投资基金业协会组织的“股权投资合同效力与纠纷处理”专题沙龙在海曙月湖金汇小镇屠氏别业成功举办，辖区10家股权类私募机构参与本次沙龙活动。</span></div>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><img alt="" src="/uploads/191101/1-1911011351224G.jpg" style="width: 800px; height: 600px;"></span></div>
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	<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
		<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">&nbsp; &nbsp; 沙龙邀请国浩律师（宁波）事务所合伙人李道峰主任担任讲师，李主任结合自身专业知识和工作经验，通过“华谊兄弟-掌趣科技”、“摩根士丹利、鼎晖投资-永乐电器”和“纪荣军-勤上光电”等案例细致讲解了对赌协议的三种表现方式。同时，李主任结合 “海富投资-甘肃世恒”和“通联资本-久远公司”等股权纠纷经典案例，逐一讲解了股权回购中目标公司承担回购义务和目标公司承担对回购义务的担保责任的情形。最后，李主任还围绕股权回购的条件、价格以及设计思路等做了详细介绍。</span></span></p>
	<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
		<span style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); letter-spacing: 0.544px; text-align: justify; text-indent: 37px; font-size: 19px; font-family: 仿宋; box-sizing: border-box !important; overflow-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">&nbsp; &nbsp; 现场交流环节中，李主任现场解答了参会机构股权投资过程中遇到的难疑点，双方交流气氛活跃，活动在热烈的掌声中圆满结束。</span></span></p>
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宁波辖区“股权投资合同效力与纠纷处理”专题沙龙成功举办


						<p></p><p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">2019</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">年10月28日下午，我会以“阿拉讲坛”的形式向宁波证监局专项汇报“梅山金服类金融企业大数据服务平台”阶段性建设成果。宁波证监局局长王瑞媛、副局长陆钱松听取了汇报，证监局全体监管干部、梅山（宁波）金服科技有限公司工作人员及我会工作人员参与了座谈交流。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: center; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<img alt="" src="/uploads/191030/1-191030193156444.png" style="width: 600px; height: 338px;"></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">我会副会长兼秘书长谢贯忠介绍了梅山金服类金融企业大数据服务平台（以下简称“平台”）的建设背景及团队、现阶段平台实现的目标成果及未来展望。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">梅山（宁波）金服科技有限公司总经理周凯从类金融企业风险防控难点、类金融企业风险监测思路、数据比对现场核验等多方面介绍了平台的基本情况及特点，并针对某一特定金融企业进行了平台演示，了解其基本情况及具体风险。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">最后，宁波证监局充分肯定了平台建设的阶段性成果，表示平台作为监管力量的补充，将在私募基金风险监测以及证券期货违法犯罪案件稽查中发挥重要作用。此外，监管干部们结合日常监管经验对平台建设提出了许多切实有效的意见建议。</span></p>
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我会向宁波证监局汇报“梅山金服类金融企业大数据服务平台”阶段性建设成果


                             <div ><table  border="0" cellpadding="0" cellspacing="0"><tbody><tr><td  align="center"><b>“迎国庆 投教行”宁波证券期货业龙舟赛今晨开赛</b></td></tr><tr><td  align="center">新闻来源：宁波市证券期货业协会&nbsp;&nbsp;  发布人：宁波证券期货业协会&nbsp;&nbsp;  点击率：4265&nbsp;&nbsp;  发布日期：2019.10.15</td></tr><tr><td  align="left" valign="top"><div ><img src="../App_File/Cut/cut20191015160318.jpg" ></div><div ><div ><br>
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<span >&nbsp; &nbsp;9月29日上午，宁波证券期货业在东钱湖陶公岛举办“迎国庆 投教行”龙舟赛。美丽的东钱湖上，红旗招展、彩旗飘扬，辖区100余家证券期货经营机构近400名从业人员组成了19支龙舟队，以积极昂扬的精神面貌展开激励角逐。</span>
<div ><span ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015160947.jpg" ></span></div>
<div><span >&nbsp; &nbsp;上午8时许，400米直道竞赛正式开始，现场锣鼓声、鼓棒声、呐喊声、吆喝声相互交织，形成了东钱湖独有的国庆龙舟乐章。飞溅的浪花、飞舞的队旗、飞驰的龙舟，与湖边欢呼雀跃的人群融为一体。经过两轮激烈比拼之后，最终国信先锋队、南华队分别夺得甲、乙组冠军。</span></div>
<div ><span ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015160955.jpg" ></span></div>
<div><span >&nbsp; &nbsp;</span><span >在活动现场，宁波证监局、宁波市证券期货业协会、中证宁波调解工作站、浙商证券宁波分公司证券期货投资者教育基地、光大证券浙江分公司、国信证券宁波分公司、招商证券宁波江澄北路营业部向过往市民发放私募基金投资者教育宣传折页，开展了金融知识宣传。活动现场悬挂了投资者教育宣传横幅，放置投资风险警示问答、纠纷调解等宣传展板，引导投资者充分了解投资风险，理性维权。</span></div>
<div ><span >&nbsp;<img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015161001(1).jpg" ></span><br>
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<div><span >&nbsp; &nbsp;本次龙舟赛，既展现了辖区证券期货从业人员勇拼搏、敢担当、善作为的精神风貌，又向广大投资者宣传投资者保护理念，让理性投资和投资者保护服务意识深入人心，更在国庆来临之际喜迎新中国成立70周年。</span></div>
<div ><span ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015161005.jpg" ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015161008.jpg" ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015161012.jpg" ><img alt="" src="/ckfile/images/%e5%be%ae%e4%bf%a1%e5%9b%be%e7%89%87_20191015161015.jpg" ></span></div>
</div></td></tr></tbody></table></div>

                       

“迎国庆 投教行”宁波证券期货业龙舟赛今晨开赛


						<p></p><section style="margin: 0px; padding: 0px; max-width: 100%; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; line-height: 1.5em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
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		&nbsp; &nbsp; &nbsp; 2019年9月19日，由宁波证监局、宁波市证券期货业协会、宁波市证券投资基金业协会、浙江万里学院商学院共同主办的“辨真伪·识风险 做理性私募投资者”投资者教育进高校专项活动在浙江万里学院成功举行。宁波市证券投资基金协会副会长兼秘书长谢贯忠、副秘书长姜璐婷，宁聚投资总经理何振权，学校保卫部部长沈威、商学院院长助理李浩出席了本次活动，近200名万里学子参加了本次活动。</div>
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		<img alt="" src="/uploads/190925/1-1Z9251G23a13.jpg" style="width: 600px; height: 400px;"></div>
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		&nbsp; &nbsp; &nbsp; 会议伊始主持人王作伟介绍了本次活动的背景和目的。本次会议旨在加强高校学生对私募基金的认识，警惕“伪私募”，避免非法集资陷阱。<br>
		&nbsp; &nbsp; &nbsp; 随后，姜璐婷副秘书长发表了讲话，她认为目前国内私募基金市场处于发展阶段，各项制度在不断探索完善，投资者作为金融市场的重要组成部分还不够理性、成熟，加强投资者风险教育成为了资本市场的重要工作。高校学生是国家未来发展的主力军，是未来投资者及金融从业者的新鲜血液，给大学生上一堂投资者教育课有着非凡的意义。</div>
	<div style="text-align: center;">
		<img alt="" src="/uploads/190925/1-1Z9251G336135.png" style="width: 600px; height: 451px;"></div>
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		&nbsp; &nbsp; &nbsp; 沈威部长随后发表了讲话，他以自身经历劝勉在座的学生不要轻易上当受骗，在投资方面做到理性投资，他希望在座的学生在听完本次报告后可以正确认识私募基金、注意投资风险、切实提升自身金融安全意识和防骗能力。</div>
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		<img alt="" src="/uploads/190925/1-1Z9251G515V1.jpg" style="width: 600px; height: 400px;"></div>
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		&nbsp; &nbsp; &nbsp; 何振权总经理随后给同学们作了题为“浅谈私募”的讲座。他先询问了在场同学是否对私募基金有基本的认识并通过“白帝城托孤”以及“鸡毛信”类比私募,给出私募基金是一种信用委托的定义。为了加强在场学生对私募基金的理解，他举例说明私募与公募的区别以及投资私募基金的注意事项，并进行了案例分析。会议最后，他通过对美国私募基金的发展史以及中国私募基金的发展历程表示中国私募基金未来发展潜力巨大，未来私募基金势必会成为金融领域的一股巨浪。</div>
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		<img alt="" src="/uploads/190925/1-1Z9251G606331.jpg" style="width: 600px; height: 400px;"></div>
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		&nbsp; &nbsp; &nbsp; 此次讲座的顺利开展有利于加深高校学生对私募基金的认识和了解，提升学生们的自身金融风险防控能力，助力其迎向更为广阔的未来。</div>
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		<img alt="" src="/uploads/190925/1-1Z9251GA3J6.jpg" style="width: 600px; height: 400px;"></div>
</section>
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“辨真伪·识风险 做理性投资者”投资者教育进高校专项活动在浙江万里学院商


						<p></p><p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: center; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<img alt="" src="/uploads/190903/1-1ZZ30Z324F6.jpg" style="width: 600px; height: 389px;"></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">2019</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">年8月30日下午，由宁波市证券投资基金业协会组织召开的宁波辖区股权类私募基金违法违规案例分析交流沙龙在海曙区月湖金汇小镇屠氏别业成功举办，宁波市证券投资基金业协会副会长兼秘书长谢贯忠出席会议，辖区12家股权类私募机构参与本次沙龙活动。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: center; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<img alt="" src="/uploads/190903/1-1ZZ30Z35Q54.png" style="width: 600px; height: 393px;"></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">本次培训沙龙上，国浩律师（宁波）事务所合伙人李道峰律师就股权投资中常见的“对赌及补偿协议涉及的回购纠纷”进行了细致讲解，结合“通联公司-新方向”、“海富-众星”等经典案例，逐一讲解了股权回购中目标公司担保股东回购、股权回购条件是否成就争议、股权回购的价格问题以及目标公司承担回购义务等方面。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: center; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<img alt="" src="/uploads/190903/1-1ZZ30Z433M1.png" style="width: 600px; height: 357px;"></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">此外，国浩律师（宁波）事务所围绕股权私募基金在募、投、管、退全流程进行了合规介绍，着重讲解了私募基金募集过程中存在欺诈的纠纷、以及募集失败已签署合伙协议的解除纠纷及费用承担等问题。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: center; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<img alt="" src="/uploads/190903/1-1ZZ30Z519293.png" style="width: 600px; height: 398px;"></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 37px; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 19px; font-family: 仿宋;">在现场交流环节中，国浩律师（宁波）事务所解答了参会机构业务开展过程中遇到了的难点与疑点，会场气氛活跃。本次沙龙根据股权投资真实案例，深入浅出地讲解了私募股权基金合规风控疑难点，提高了辖区私募股权基金的合规意识，取得了良好效果。</span></p>
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宁波辖区股权类私募基金违法违规案例分析交流沙龙成功举办


						<p></p><div style="text-align: center;">
	<img alt="" src="/uploads/190805/1-1ZP5140PE64.jpg" style="width: 600px; height: 450px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp; 2019年8月2日上午，厦门证券期货基金业协会携厦门地区私募基金、证券期货经营机构一行参观访问我会会长单位——浙江宁聚投资管理有限公司，我会副会长兼秘书长谢贯忠、宁聚投资总经理何振权、宝鸿投资机构部总经理吴佳一参加了此次座谈交流。
<div style="text-align: center;">
	&nbsp; &nbsp;&nbsp;<img alt="" src="/uploads/190805/1-1ZP51410451M.jpg" style="width: 600px; height: 450px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp; 会上，宁聚投资何振权、宝鸿投资吴佳一分别介绍了公司的发展历史、核心团队成员、产品种类及规模、投研策略和风控体系，与厦门私募基金、证券期货经营机构代表就私募业务进行了深入探讨交流，现场气氛热烈。
<div style="text-align: center;">
	<img alt="" src="/uploads/190805/1-1ZP5140935955.jpg" style="width: 600px; height: 450px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp; 最后，厦门证券期货基金业协会副会长谢洁平表示这次座谈会对促进宁波、厦门两地私募基金和证券期货经营机构交流合作起到了良好效果，双方一致认为今后应加强开展区域交流合作，共促发展。<br>
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厦门证券期货基金业协会一行赴宁聚投资座谈交流


						<p>&nbsp; &nbsp; &nbsp; &nbsp;8月2日上午，第20期“私享会”——善渊投资、幻方量化私募路演在海曙月湖金汇小镇成功举办，中信建投、申万宏源、国盛证券等近30家证券分公司及营业部约50人参与了本次活动。
</p><div style="text-align: center;">
	<img alt="" src="/uploads/190805/1-1ZP5141934c6.png" style="width: 700px; height: 424px;"></div>
<div style="text-align: justify;">
	&nbsp; &nbsp; &nbsp; &nbsp;会上，善渊投资、幻方量化分别就自身公司的基本情况、投资理念、交易策略等方面进行了展示，并详细回答了券商提出的问题，会议气氛热烈。</div>
<div style="text-align: center;">
	<img alt="" src="/uploads/190805/1-1ZP514213b00.png" style="width: 700px; height: 418px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp;会后，两家私募管理人代表与参会券商进行深入交流，并交换名片。
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第20期“私享会”——善渊投资、幻方量化私募路演 成功举办


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	&nbsp;<img alt="" src="/uploads/190802/1-1ZP2153QLZ.png" style="width: 600px; height: 294px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp;2019年8月1日上午，厦门证券期货基金业协会携厦门地区私募基金、证券期货经营机构一行来我会走访，厦门大学屈文洲教授受邀参与了座谈交流。我会副会长兼秘书长谢贯忠、副秘书长姜璐婷、梅山（宁波）金服科技有限公司总经理周凯参加了座谈会。
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	&nbsp; &nbsp; &nbsp; &nbsp;会上，双方各自介绍了宁波、厦门两地私募基金发展状况。谢贯忠副会长着重介绍了宁波地区私募股权为主导、异地办公明显的特点，并介绍了宁波特色基金小镇落户、税收返还等相关政策。</div>
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	<img alt="" src="/uploads/190802/1-1ZP2154023M5.png" style="width: 600px; height: 346px;"></div>
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	&nbsp; &nbsp; &nbsp; &nbsp;谢洁平副会长介绍了厦门地区私募基金发展优势及不足，对现阶段私募基金发展存在的难点进行了深入分析。</div>
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&nbsp; &nbsp; &nbsp; &nbsp;最后，会议展示了宁波市类金融企业风险监测平台，会议表示该平台建设对厦门地区防控金融风险有着积极的借鉴意义，希望后续加强相关交流。<br>
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厦门证券期货基金业协会一行来我会座谈交流


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	<img alt="" src="/uploads/190724/1-1ZH414041GU.png" style="width: 400px; height: 264px;"></div>
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	<span style="text-align: justify;">&nbsp; &nbsp; &nbsp; &nbsp; 2019年7月23日下午，由宁波市证券投资基金业协会组织召开的科创板股票异常交易实时监控细则专题培训沙龙在海曙区月湖金汇小镇屠氏别业成功举办，宁波市证券投资基金业协会副会长兼秘书长谢贯忠出席会议，辖区14家证券类私募基金管理人参与本次沙龙活动。</span></div>
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	<span style="text-align: justify;"><img alt="" src="/uploads/190724/1-1ZH4140I41G.png" style="width: 400px; height: 263px;"></span></div>
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	<span style="text-align: justify;">&nbsp; &nbsp; &nbsp; &nbsp; 本次培训沙龙上，光大证券零售业务总部投教部总经理邬卫中围绕《科创板股票异常交易实时监控细则（试行）》，结合多年实践经验，对私募基金参与科创板存在合规风险进行了细致的讲解，详尽介绍私募基金参与科创板的交易申报要求，交易所重点关注的虚假申报、拉抬打压股价、自买自卖或者互为对手方交易等异常交易类型，针对异常交易上交所相应采取的监管措施和会员纪律处分措施等。</span></div>
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	<span style="text-align: justify;">&nbsp; &nbsp; &nbsp; &nbsp; 本次培训沙龙促进了辖区证券私募基金对科创板交易规则的理解，提高辖区私募基金参与科创板交易的合规意识，取得了良好效果。</span></div>
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宁波辖区私募基金管理人科创板股票异常交易实时监控细则专题培训沙龙成功举


						<p>&nbsp; &nbsp; &nbsp; &nbsp;2019年6月16日，由兴业银行宁波分行主办，东方证券承办，宁波市证券投资基金业协会协办的“共享机遇，智道私募”私募基金综合服务沙龙活动于宁波泛太平洋大酒店成功举办。宁波市证券投资基金业协会副会长兼秘书长谢贯忠出席会议，160余名私募基金管理人参与本次沙龙活动。<br>
&nbsp; &nbsp; &nbsp; &nbsp;会议首先就私募基金法律法规及自律规则进行宣贯，同时，就宏观经济策略研究及私募行业近期热点和与会人员进行分享交流。
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&nbsp; &nbsp; &nbsp; &nbsp;兴业银行宁波分行行长助理周晓波先生为活动致辞，并对参会人员表示热烈的欢迎及深化合作的期许。
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&nbsp; &nbsp; &nbsp; &nbsp;兴业银行首席经济学家鲁政委就近期宏观经济形势进行分析，结合目前政策对未来市场走向进行前瞻探讨，并与参会人员进行提问交流。
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&nbsp; &nbsp; &nbsp; &nbsp;兴业银行总行托管部资深专家陈玮女士向与会人员介绍了兴业银行托管平台，希望通过托管平台，助力私募基金的蓬勃发展。
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	<img alt="" src="/uploads/190619/1-1Z619111553591.png" style="width: 666px; height: 398px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp;东方证券托管业务总部总经理助理杨卓铭先生介绍了“私募行业近期热点”，与参会人员一起探讨了如何在市场调整和金融监管等加强的情况下规范发展私募业务。
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	<img alt="" src="/uploads/190619/1-1Z619111620H3.png" style="width: 666px; height: 432px;"></div>
&nbsp; &nbsp; &nbsp; &nbsp;东方证券研究所首席策略研究薛俊先生与参会人员一起研究探讨下半年市场策略，分享了自己对下半年市场走势的观点。<br>
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协会动态

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第20期“私享会”——善渊投资、幻方量化私募路演成功举办

厦门证券期货基金业协会一行来我会座谈交流

宁波辖区私募基金管理人科创板股票异常交易实时监控细则专题培训沙龙成功举

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