宁波市证券投资基金业协会


						<p><span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 18px; letter-spacing: 0.544px; text-align: justify; text-indent: 43px;">&nbsp; &nbsp; &nbsp;2020年10月20月下午，宁波市证券投资基金业协会在海曙月湖金汇小镇成功举办上市公司股东减持新规培训【私享会三十】，会议邀请了南京盛泉恒元投资有限公司执行董事眭晓、机构业务部总监侯耀文现场授课，约20家股权类私募基金管理人参与了此次活动。</span>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;">首先，眭总对公司基本情况做了简要介绍，并对公司在上市公司股东减持方面的业务做了分享。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-indent: 43px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;">随后，侯耀文总监做了《上市公司创业投资基金股东减持股份的特别规定》的政策解读。侯总结合自身经验及市场理解介绍了创投基金减持新规出台的背景，重点解析了创投基金认定标准的简化优化、被投企业认定标准的简化、减持规则的简化优化等三方面创投减持新规重点变化内容。</span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-indent: 43px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;">紧跟科创板解禁热点趋势，侯总还详细解读了科创板上市公司减持新规，介绍了询价转让和配售两种新机制的特点及区别，从定价机制、比例限制、受让对象、信息披露等方面，与集中竞价、大宗交易、协议转让等传统方式做了综合总结。</span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;"><img alt="" src="/uploads/201022/1-20102219264RP.jpg" style="width: 600px; height: 450px;"></span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-indent: 43px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;"><span style="letter-spacing: 0.544px; text-align: justify;">接下来，协会林燕蓉老师介绍了宁波证监局创业投资基金税收优惠政策申请要点，并传递了最新政策信息。</span></span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;"><span style="letter-spacing: 0.544px;"><img alt="" src="/uploads/201022/1-201022192I2236.jpg" style="width: 600px; height: 450px;"></span></span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-indent: 43px; box-sizing: border-box !important; overflow-wrap: break-word !important; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-family: 仿宋; font-size: 18px;"><span style="letter-spacing: 0.544px;">最后，活动在热烈的交流气氛中结束。此次活动内容丰富，贴合市场热点，切合会员单位真实需求，取得了良好效果。</span></span></p>
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上市公司股东减持新规培训【私享会三十】 成功举办


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	<img alt="" src="/uploads/201021/1-201021200219503.PNG" style="width: 504px; height: 542px;"></div>
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		<span style="font-size:16px;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">近日，媒体报道个别股票有“大V”配合“庄家”出货，忽悠式荐股，投资者接盘后股价暴跌损失惨重，需高度警惕。“庄家”联合所谓的股市“大V”“股神”“投顾”“专家”们，利用个别投资者偏爱内幕消息、喜欢跟庄操作赚懒钱心态，吸引关注加好友，然后创建炒股交流群、荐股直播间，分析大盘、点评个股。博取投资者信任后，再以“内幕股将有大动作”“某某游资已到位”“万人联合建仓一起赚钱”等说辞诱骗投资者限时、现价、全仓跟随买入，实际是为庄家出货接盘。股价暴跌投资者醒悟时，炒股交流群、荐股直播间已被关闭清理，“庄家”“大V”们也已不见踪影。</span></span></p>
	<p style="margin: 0pt; padding: 5px 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); letter-spacing: 0.544px; border-width: 0px; border-style: initial; border-color: initial; font-family: 宋体; list-style-type: none; font-size: 14px; text-indent: 32pt; box-sizing: border-box !important; overflow-wrap: break-word !important;">
		<span style="font-size:16px;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">在此，郑重提醒广大投资者，天下没有免费的午餐，所谓的“庄家”“大V”们热心荐股必有所图，请务必提高警惕，保持理性投资心态，以免上当受骗。对操纵市场、非法荐股等违法行为，证监会将保持高压打击态势；发现涉嫌犯罪的，及时移送公安机关立案查处，依法追究刑事责任。</span></span></p>
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		<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 17px;"><span style="margin: 0px; padding: 0px; max-width: 100%; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 16px; letter-spacing: 0.544px; text-indent: 42.6667px; box-sizing: border-box !important; overflow-wrap: break-word !important;">（来源：中国证监会）</span></span></p>
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中国证监会投资者保护局提醒您：网上“内幕消息”不靠谱，坚持理性投资是正

2020年度基金从业资格考试公告(第5号)


						<p></p><div style="text-align: center;">
	<img alt="" src="/uploads/201015/1-20101522255QK.PNG" style="width: 504px; height: 543px;"></div>
<p style="margin: 0pt 0px; padding: 5px 0px; clear: both; max-width: 100%; min-height: 1em; color: rgb(51, 51, 51); text-align: justify; border-width: 0px; border-style: initial; border-color: initial; font-family: 宋体; list-style-type: none; font-size: 14px; text-indent: 32pt; overflow-wrap: break-word !important; box-sizing: border-box !important;">
	<span style="font-size:20px;"><span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋; overflow-wrap: break-word !important; box-sizing: border-box !important;">近期，打着“投资者教育”旗号的非法荐股活动增多，表面看是普及理财知识、传授炒股技法，实际是非法从事证券投资咨询活动，迷惑性、欺骗性很强。不法分子通过拨打电话、添加微信好友等方式向投资者推销“投资者教育”课程，课程包含讲解股票知识、分析预测行情、传授炒股技术、推荐股票及指导买卖点等内容，价格从几百元到几万元不等，价格高的课程有“老师”提供荐股服务，通过直播等方式“手把手指导”。实际情况是，这些“投资者教育”机构及其包装的“老师”根本不具备证券从业资格和相关专业能力，多是按照编好的话术欺骗投资者，诱导投资者购买课程、按指导操作，当投资者亏损后，又有专门的话术诱骗其继续交费升级课程。还有一些不法分子在投资者购买“投资者教育”课程后，让投资者下载其炒股软件，在软件中开户并转入炒股资金，按“老师”的指导操作，但充值容易提现难，投资者很难拿回本金。</span></span></p>
<p style="margin: 0pt 0px; padding: 5px 0px; clear: both; max-width: 100%; min-height: 1em; color: rgb(51, 51, 51); text-align: justify; border-width: 0px; border-style: initial; border-color: initial; font-family: 宋体; list-style-type: none; font-size: 14px; text-indent: 32pt; overflow-wrap: break-word !important; box-sizing: border-box !important;">
	<span style="font-size:20px;"><span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋; overflow-wrap: break-word !important; box-sizing: border-box !important;">目前，中国投资者网（网址：www.investor.gov.cn）以及证监会授牌的证券期货投资者教育基地（名单可在中国投资者网查询）向社会提供公益性的投资者教育服务。请广大投资者擦亮双眼、小心辨识，远离以“投资者教育”为名的非法荐股活动。如需证券投资咨询服务，请选择持有证券投资咨询牌照的证券公司、证券投资咨询机构（名单可在证监会网站“监管对象”栏目下查询）。如受到非法荐股活动侵害，请向当地证监局举报，或向公安机关报案。</span></span></p>
<p style="margin: 0pt 0px; padding: 5px 0px; clear: both; max-width: 100%; min-height: 1em; color: rgb(51, 51, 51); border-width: 0px; border-style: initial; border-color: initial; font-family: 宋体; list-style-type: none; font-size: 14px; text-indent: 32pt; text-align: right; overflow-wrap: break-word !important; box-sizing: border-box !important;">
	<span style="font-size:20px;"><span style="margin: 0px; padding: 0px; max-width: 100%; font-family: 仿宋; overflow-wrap: break-word !important; box-sizing: border-box !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; letter-spacing: 0.544px; overflow-wrap: break-word !important; box-sizing: border-box !important;">（来源：中国证监会）</span></span></span></p>
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中国证监会投资者保护局提醒您：直播荐股是非法行为，盲目跟从会上当受骗。

中国证监会投资者保护局风险提示词条


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	<span style="font-size:14px;"><span style="margin: 0px; padding: 0px; letter-spacing: 1px;"><span style="display: none;">&nbsp;</span>&nbsp;私募基金发展驶入快车道。数据显示，截至8月底私募基金管理规模首次超过15万亿元，但也暴露出一些问题。中国基金业协会(下称中基协)会长何艳春日前表示，在为真基金健康发展创造条件、推动优化政策环境的同时，还要加强对伪基金的有效治理和清理整顿。<br style="margin: 0px; padding: 0px;">
	　　自2017年突破10万亿元后，私募基金管理规模一路突飞猛进。中基协数据显示，2018年和2019年私募基金管理规模分别为12.78万亿元、13.74万亿元。2020年1月以来，私募基金存量规模持续增加，截至8月底超过了15万亿元，其中私募股权创投基金占比71%。在科创板企业中，近90%的企业在上市前获得过私募股权创投基金的投资，投资本金达到704亿元，相当于科创板首发募集资金总额的25.6%。<br style="margin: 0px; padding: 0px;">
	　　不难看出，私募基金在支持</span><span style="margin: 0px; padding: 0px; letter-spacing: 1px;">创业创新</span><span style="margin: 0px; padding: 0px; letter-spacing: 1px;">、提高直接融资比例、服务实体经济方面发挥了积极作用。但与此同时，私募基金行业也暴露出一些问题，比如规避合格投资者要求、不履行登记备案义务、集团化运作等，甚至出现了非法集资等侵害投资者利益的违法行为。<br style="margin: 0px; padding: 0px;">
	　　9月25日，中基协发布公告，注销59家私募机构，其中33家管理人因不能持续符合管理人登记要求而被注销，26家机构则因公示期满3个月且未主动联系协会并提供有效证明材料而被注销。此次被注销的私募机构中不乏一些知名私募，如管理规模超百亿的深圳同心投资基金股份公司等。<br style="margin: 0px; padding: 0px;">
	　　为防范和化解私募基金行业风险，促进行业规范、可持续发展，针对存在的问题，监管部门提出了新的规范和要求。此前，证监会发布了《关于加强私募投资基金监管的若干规定(征求意见稿)》，主要内容包括规范私募基金管理人名称、经营范围和业务；从严监管集团化私募基金管理人，确保向合格投资者进行非公开募集；明确私募基金财产投资的负面清单，强化私募基金管理人及从业人员等主体规范要求；明确法律责任和过渡期安排等。<br style="margin: 0px; padding: 0px;">
	　　此外，各地证监局也在加大整治及规范力度。如深圳证监局今年以来多次发布私募基金风险警示，并于8月推动成立深圳私募基金业协会，旨在推动地方行业自律管理。</span></span></section>
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	<span style="display: none;">&nbsp;</span><span style="font-size:14px;"><span style="margin: 0px; padding: 0px; letter-spacing: 1px;">　 .上.海.证.券.报</span></span></section>
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私募发展不忘规范 整治伪基金不能手软


						<p>各证券公司、基金管理公司、信托公司、财务公司、保险公司、合格境外机构投资者、商业银行及其理财子公司、相关私募基金管理人：<br>
&nbsp; &nbsp; &nbsp; &nbsp; 近日，证监会发布《公开募集基础设施证券投资基金指引（试行）》，明确基础设施基金份额发售采取向专业机构投资者询价的方式确定发售价格，并确定证券业协会（以下简称协会）对网下投资者实施自律管理。为做好网下投资者自律管理，维护市场秩序，保障基础设施基金试点顺利实施，协会研究起草了《公开募集基础设施证券投资基金网下投资者管理细则（征求意见稿）》。现公开征求意见。<br>
&nbsp; &nbsp; &nbsp; &nbsp; 有关意见和建议请于2020年9月29日发送至邮箱：hyglb@sac.net.cn。<br>
&nbsp;<br>
&nbsp; &nbsp; &nbsp; &nbsp; 附件：1.&nbsp;公开募集基础设施证券投资基金网下投资者管理细则（征求意见稿）<br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; 2.《公开募集基础设施证券投资基金网下投资者管理细则（征求意见稿）》起草说明<br>
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&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; 中国证券业协会<br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; 2020年9月22日<br>
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关于就《公开募集基础设施证券投资基金网下投资者管理细则（征求意见稿）》


						<p></p><p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">2020年是脱贫攻坚战决胜之年，为落实习近平总书记在决战决胜脱贫攻坚座谈会上的重要讲话精神，广泛动员基金行业深入参与消费扶贫行动，帮助汾西巩固脱贫成果，助力农户增收致富，经中国证券投资基金业协会（下称协会）党委、扶贫工作领导小组研究，倡议行业同仁积极参与2020年中秋国庆“双节汾西特产团购 助力贫困农户增收”消费扶贫活动。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">汾西县隶属山西省临汾市，是国家级扶贫开发工作重点县，是协会定点帮扶对象。在协会的倡议下，基金行业积极参与汾西消费扶贫活动，增加了贫困农户收入，支持了汾西经济发展。2018—2020年元旦春节期间的电商团购活动分别实现销售额170万元、130万元、56万元。2019年、2020年认养玉露香梨活动总计认购玉露香梨4811株，消费金额854万元，直接受益建档立卡贫困户409户1112人，户均年增收约4000元。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">在2020年中秋国庆来临之际，协会倡议继续通过“必要商城”、“京东汾西特产馆”、“汾西乐农汇特产”微店等方式参与电商团购汾西农产品活动，为当地贫困农户增收贡献一份力量（由于受贫困县物流和库存限制，采购前请与相关联系人取得联系，沟通团购事宜）。</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">涓涓细流，汇成大海。消费扶贫是帮助贫困农户增收脱贫的重要方式，一个香梨、一袋核桃、一碗杂粮……你我消费的每份扶贫产品背后都连着一个产业，支撑着贫困地区脱贫的希望，寄托着贫困群众致富的梦想。消费扶贫，基金同行。让我们积极参与汾西消费扶贫行动，为决胜脱贫攻坚贡献一份力量，为稳定脱贫注入持久动能。&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">汾西县电商团购平台：</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">1.必要商城汾西玉露香梨专卖店</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">http://www.biyao.com/products/1304575000030000001-0.html?ass=pos%3D0%26sid%3D1600307846558-996b-8979d31e3aedd%26q%3D%25E7%258E%2589%25E9%259C%25B2%25E9%25A6%2599%25E6%25A2%25A8</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">玉露香梨团购联系人：师鹏 18535755005（微信同号）</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">2.京东汾西特产馆</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">https://mall.jd.com/index-747258.html</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">3.“汾西乐农汇特产”微店 &nbsp;&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">https://koudai.com/?userid=1201350367&amp;share_relation=e2fc21268f71727c_1459729178_1&amp;wfr=BuyercopyURL</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">乐农汇电商联系人：赵鹏&nbsp; 13453787073</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">协会协调人：汾西扶贫挂职干部&nbsp;罗琦&nbsp; 13811805015</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<o:p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></o:p></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">附件：</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">1.&nbsp;汾西玉露香梨简介</span></p>
<p style="margin: 5px 0px 10px; padding: 0px; max-width: 100%; clear: both; min-height: 1em; color: rgb(51, 51, 51); font-family: -apple-system-font, BlinkMacSystemFont, &quot;Helvetica Neue&quot;, &quot;PingFang SC&quot;, &quot;Hiragino Sans GB&quot;, &quot;Microsoft YaHei UI&quot;, &quot;Microsoft YaHei&quot;, Arial, sans-serif; font-size: 17px; letter-spacing: 0.544px; text-align: justify; text-indent: 2em; line-height: 1.75em; box-sizing: border-box !important; overflow-wrap: break-word !important;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">2.&nbsp;汾西县乐农汇电商团购商品推荐清单</span></p>
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	<o:p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important;"><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">&nbsp;</span></o:p></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">中国证券投资基金业协会</span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; word-wrap: break-word !important; font-size: 16px;">二〇二〇年九月二十七日</span></p>
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【协会倡议】关于开展2020年中秋国庆 “双节汾西特产团购 助力贫困农户增收”


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	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 2020年9月24日，宁波资本市场扶贫帮困“阳光雨露”专项基金顺利开展偏远乡镇“扶老恤病”困难群体帮扶项目第二期慰问活动（金山村）。宁波市扬帆久久慈善基金会、宁波市证券投资基金业协会、宁波上市公司协会、宁波市证券期货业协会参与了此次慰问活动。<br>
	&nbsp; &nbsp; &nbsp; &nbsp; 金山村位于原梅岭山区，村庄座落主峰大岗头，海拔580米，村域面积2.3平方公里，村庄区域0.8平方公里，地处偏远，交通不便。全村在册户籍395户，户籍人口1002人。</span></div>
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	<span style="font-size:16px;"><img alt="" src="/uploads/200925/1-2009252049451A.jpg" style="width: 700px; height: 281px;"></span></div>
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	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 秋雨绵绵，村长带领着志愿者们驱车上山，穿过缭绕的云雾，沿着曲折的盘山公路到达了深幽僻静的金山村。此次活动共走访8位受助人，有高龄失独的老人，有长期瘫痪的残疾人家庭，有失明的残疾人家庭。根据受助人困难情况，专项基金对3户特别困难家庭实行每月补助，对5户普通困难家庭实行按年慰问。</span></div>
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	<img alt="" src="/uploads/200925/1-20092520501O61.PNG" style="width: 700px; height: 254px;"></div>
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	（志愿者发放慰问金）</div>
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	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 中秋到来之际，志愿者们给每户发放米、油等生活用品资和慰问金，与受助人聊天，了解他们目前的生活状况和困难，给受助人温暖与关怀。受助人纷纷对专项基金、捐资人和村政府表示感恩。</span></div>
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	<img alt="" src="/uploads/200925/1-200925205105W1.PNG" style="width: 700px; height: 322px;"></div>
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	（发放及签收慰问物资）</div>
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	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; &nbsp;最后，慰问活动圆满结束，全体志愿者在村委会门口合影留念。</span></div>
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	<img alt="" src="/uploads/200925/1-200925205145S7.jpg" style="width: 700px; height: 394px;"></div>
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	<span style="font-size:16px;">&nbsp; &nbsp; &nbsp; &nbsp; 慈善事业是人们自愿地奉献爱心与援助的行为和从事扶弱济贫的一种社会事业，“慈”是指长辈对晚辈的爱，“善”是指人与人之间的友爱和互助。专项基金将继续致力公益慈善，积极承担社会责任，养老助老，恤病助学，持续开展有意义的公益活动。</span></div>
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宁波资本市场扶贫帮困“阳光雨露”专项基金开展“扶老恤病”项目第二期慰问

金融知识普及月专栏【第三期】

金融知识普及月专栏【第二期】

【协会公告】2020年度基金从业资格考试公告 (第4号)

金融知识普及月专栏【第一期】


						<p></p><div style="text-align: justify;">
	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;">&nbsp; &nbsp; 9月10日下午，宁波市证券投资基金业协会在鄞州金融大厦A座1016成功举办了第二十九期“私享会”。会议邀请了宁波幻方量化投资管理合伙企业（有限合伙）、浙江善渊投资管理有限公司、宁波彩霞湾投资管理合伙企业（有限合伙）进行分享演讲，中信证券、中泰证券、银河期货等机构50余人参与了此次活动。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111G34GH.jpg" style="width: 600px; height: 338px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;">&nbsp; &nbsp; 首先，宁波市证券投资基金业协会副会长兼秘书长谢贯忠致开场辞，他指出宁波是私募基金和民间资本集聚地，此次活动邀请的三家机构均是行业优质机构，希望大家可以好好利用此次机会，相互交流合作。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111G451132.jpg" style="width: 600px; height: 338px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;">&nbsp; &nbsp; 会上，三家公司分别就自身基本情况进行了详细介绍，介绍了公司在股票、期货、债券等投资领域的投资理念、产品历史情况、风险控制措施和公司未来发展方向，展现了管理人各自的风采和优势。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111G60N01.jpg" style="width: 600px; height: 338px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;">&nbsp; &nbsp; 交流互动环节，参会券商热烈提问，双方交流气氛活跃，活动在热烈的讨论声中圆满结束。</span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111G642E8.jpg" style="width: 600px; height: 338px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111GF3196.jpg" style="width: 600px; height: 338px;"></span></div>
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	<span style="color: rgb(51, 51, 51); font-family: 仿宋; font-size: 17px; letter-spacing: 0.544px; text-align: justify;"><img alt="" src="/uploads/200911/1-2009111GH2419.jpg" style="width: 600px; height: 338px;"></span></div>
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第二十九期“私享会” ——私募基金渠道对接路演活动成功举办


						<p></p><p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; clear: both; min-height: 1em; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 37.3333px; font-size: 16pt;">&nbsp; &nbsp; &nbsp;&nbsp;</span><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px; font-size: 16px;">近日，中国证券投资基金业协会（以下简称“协会”）召集基金管理公司、私募证券基金及券商资管投研人员，围绕“加强从业人员调研规范，培育基金行业健康文化”召开座谈会。会议认真总结对上市公司等投资标的证券发行人调研的经验做法，深入分析实践中存在的问题与不足，研究提出改进措施。中国证监会有关部门负责人参加了会议。</span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;">会议指出，包括基金在内的资管行业是金融体系的重要组成部分，是提高直接投融资比重的重要环节，特别是在当前全球疫情演进存在很大不确定性，内外部环境日趋复杂的背景下，资管行业应当更好地承担服务实体经济、驱动科技创新、促进经济转型的职责使命。随着以信息披露为中心的股票发行注册制改革顺利实施，投资者做出价值判断和投资决策更加依赖发行人信息，这对包括基金在内的机构投资者的投研专业能力提出更高要求。切实提高投资调研能力，既是专业投资者勤勉尽责的应有之义，也是落实“受人之托、忠人之事”信义义务的必然要求。会议倡导从业人员认真开展二级市场的投资调研工作，遵循以下原则：</span></span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; clear: both; min-height: 1em; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;"><strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">一、坚持投资者利益优先原则。</strong>从业人员应当从投资者利益出发，独立客观的开展投资调研工作，自觉防范利益冲突与利益输送；遵守廉洁从业相关规定，避免商业贿赂行为，在调研过程中不得直接或间接接受礼金、旅游服务等各种形式的利益。</span></span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;"><strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">二、坚持理性专业、谨慎勤勉。</strong>从业人员应当发扬工匠精神，苦练内功，努力提升专业胜任能力，善于发现价值，审慎研判风险；开展调研工作应当制定科学的调研计划，周密准备、精心安排、全面了解、深入分析，通过对事前、事中、事后以及调研报告的撰写等各个环节的把控，提升调研质量。</span></span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; clear: both; min-height: 1em; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;"><strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">三、坚持敬畏市场、尊重企业家精神。</strong>资本市场是机理复杂的生态系统，收益风险归属、变化与价格形成、确定的因素较多且交织繁杂，其中上市公司是资本市场的“基石”，而负责具体经营的企业家又是决定上市公司质量的关键因素之一。基金行业作为资本市场的重要买方，其价值发现功能的发挥有赖于从业人员谦逊务实、敬畏市场、尊重企业家精神，通过审慎调研摸清市场运作规律与机理，消除信息不对称，挖掘、识别优秀企业。</span></span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　<strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">　</strong><span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;"><strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">四、坚持守法合规，杜绝内幕交易和操纵市场。</strong>从业人员应当严格遵守内幕交易防控制度，对内幕信息不打探、不利用、不泄露，根据法规及公司要求做好研究报告的管理、保存和使用；杜绝联合上市公司等机构利用信息优势操纵市场等行为。</span></span></p>
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	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; line-height: 28px;"><strong style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important;">五、坚持长期投资、价值投资理念。</strong>投资者获得感是基金行业持续发展的源泉，从业人员应当贯彻以人民为中心的发展思想，坚持金融服务人民美好生活的初心和使命，以科学的理念、长期的视角驱动投资研究和投资决策，为投资者创造长期价值，并在此过程中发挥机构投资者的价值引领作用和“压舱石”功能，增强资本市场韧性，形成可持续发展的行业生态链。</span></span></p>
<p style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; clear: both; min-height: 1em; text-align: justify;">
	<span style="margin: 0px; padding: 0px; max-width: 100%; box-sizing: border-box !important; overflow-wrap: break-word !important; font-size: 16px;">　　<span style="margin: 0px; padding: 0px; max-width: 100%; line-height: 28px; box-sizing: border-box !important; overflow-wrap: break-word !important;">会议提出，良好的职业操守是行业行稳致远的根本保证。公司应当完善相关制度，加强对人员的管理和培训，从业人员应当牢固树立正确的价值取向，倍加珍惜良好的发展机遇，遵守、践行“合规、诚信、专业、稳健”的行业文化，展现行业良好风貌，协会将继续加强宣传引导，研究起草投资调研的最佳行为守则，并与社会各界形成合力，共同促进基金行业稳健发展。</span></span></p>
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